NonlinearBook10pt November 20, 2007
OPTIMAL INTEGRATOR BACKSTEPPING CONTROL 573
zero solution y(t) ≡ 0 to (9.117) can be made asymp totically stable, y(t) is
bounded and lim
t→∞
y(t) = 0. Hence, the zero solution z(t) ≡ 0 to (9.118) is
globally asymptotically stable. Furthermore, s ince ˆx = T
−1
[y
T
z
T
]
T
, global
asymptotic stability of the zero solution (y(t), z(t)) ≡ (0, 0) to (9.117) and
(9.118) implies global asymptotic stability of the zero solution ˆx(t) ≡ 0 to
(9.82).
Next, with (9.116), (9.117), (9.101), and (9.110), the Hamiltonian has
the f orm
H(x, ˆx, u) = L
1
(x, ˆx) + L
2
(x, ˆx)(CAˆx + CBu)
+(CAˆx + CBu)
T
R
2
(x, ˆx)(CAˆx + CBu)
+V
′
sub
(x)(f(x) + G(x)y)
+2(y −α(x))
T
ˆ
P [CAˆx + CBu − α
′
(x)(f(x) + G(x)y)].
(9.119)
Now, the feedback control law (9.107) is obtained by setting
∂H
∂u
= 0. Using
L
2
(0, 0) = 0 it follows that φ(0, 0) = 0, which pr oves (8.43). Next, with
L
1
(x, ˆx) given by (9.111) it follows that (8.46) holds. Finally, since
H(x, ˆx, u) = [v − φ(x, ˆx)]
T
R
2
(x, ˆx)[v − φ(x, ˆx)],
and R
2
(x, ˆx) > 0, (x, ˆx) ∈ R
n
× R
q
, (8.45) holds. The result now follows as
a direct consequence of Theorem 8.3.
A particular choice of L
2
(x, ˆx) satisfying condition (9.106) is given by
L
2
(x, ˆx) =
h
ˆ
P
−1
G
T
(x)V
′T
sub
(x) − 2α
′
(x)(f(x) + G(x)y)
i
T
R
2
(x, ˆx). (9.120)
In this case, for u(t) ∈ R, t ≥ 0, the control law given by (9.107) specializes
to the linear block backstepping controller obtained in Lemma 2.23 of [247]
by setting
ˆ
P =
1
2
I
m
and R
2
(x, ˆx) = 1/c.
9.5 Optimal Nonlinear Block Backstepping Controllers
In this section, we generalize the results of Section 9.4 to the case wh ere the
input subsystem (9.82) and (9.83) is nonlinear. Specifically, consider th e
nonlinear cascade system
˙x(t) = f(x(t)) + G(x(t))y(t), x(0) = x
0
, t ≥ 0, (9.121)
˙
ˆx(t) =
ˆ
f(ˆx(t)) +
ˆ
G(ˆx(t))u(t), ˆx(0) = ˆx
0
, (9.122)
y(t) = h(ˆx(t)), (9.123)
where ˆx ∈ R
q
, u, y ∈ R
m
,
ˆ
f : R
q
→ R
q
satisfies
ˆ
f(0, 0) = 0,
ˆ
G : R
q
→ R
q×m
,
and h : R
q
→ R
m
satisfies h(0) = 0.