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the quantum story
300
Suppose that this molecule is broken apart in a process that pre-
serves the total angular momentum to produce two equivalent atomic
fragments. The hydrogen molecule is split into two hydrogen atoms.
These atoms move apart but the spin orientations of the electrons in the
individual atoms remain opposed—one spin-up and one spin-down.
The spins of the atoms are therefore correlated. Measurement of the spin
of one atom (say atom A) in some arbitrary laboratory frame allows us
to predict, with certainty, the direction of the spin of atom B in the same
frame. We might be tempted to conclude that the spins of the two atoms
are determined by the nature of the initial molecular quantum state and
the method by which the molecule is fragmented. The atoms move away
from each other with their spins fi xed in unknown but opposite orien-
tations and the measurement merely tells us what these orientations are.
But this is not how quantum theory deals with the situation. The two
atoms are instead described by a single wavefunction until the moment
of measurement. The atoms are entangled. If we choose to measure the
component of the spin of atom A along the laboratory z-axis, for exam-
ple, our observation that the wavefunction collapses into a state in which
atom A has its spin orientation aligned in the +z-direction (say) means
that atom B must have its spin orientation aligned in the −z-direction.
However, what if we choose, instead, to measure the x- or y-components
of the spin of atom A? No matter which component is measured, the
physics demand that the spins of the atoms must still be correlated, and
so the opposite results must always be obtained for atom B. If we accept
the defi nition of physical reality offered by Einstein, Podolsky, and Rosen,
then we must conclude that all components of the spin of atom B are ele-
ments of reality, since it appears that we can predict them with certainty
without in any way disturbing B.
However, the wavefunction specifi es only one spin component, associated
with the magnetic spin quantum number m
s
. This is because the operators
corresponding to the three components of the spin orientation in Cartesian
(x, y, z) coordinates do not commute (the components are complementary
observables). So, either the wavefunction is incomplete, or Einstein, Podolsky ,
and Rosen’s defi nition of physical reality is inapplicable.
The Copenhagen interpretation says that no spin component of atom
B ‘exists’ until a measurement is made on atom A. The result we obtain
hidden variables
301
for B will depend on how we choose to set up our instrument to make the
measurements on A, no matter how far away B is at the time.
This was a singular re-imagining of Einstein, Podolsky, and Rosen’s
original argument. It made completely transparent the nature of quantum
entanglement and its implications for non-local, ‘spooky’ action at a dis-
tance. The measurement of the spin orientation of an atom is much more
practicable than the measurement of its position or momentum. It opened
the possibility that further elaborations of Bohm’s version of the gedankenex-
periment might be carried out in the laboratory, and not just in the mind.
Responding to Einstein’s suggestion, Bohm met with him at Princeton
sometime in the spring of 1951. The doubts over the interpretation of
quantum theory that had begun to creep into Bohm’s mind as he had
worked on his book now crystallized into a sharply defi ned problem. As
Einstein explained the basis for his own misgivings, most probably in
terms clearer than those in the original Einstein, Podolsky, Rosen paper,
Bohm acknowledged the need to change his position.
This encounter had a strong effect on the direction of my research,
Bohm later wrote, ‘Because I then became seriously interested in
whether a deterministic extension of quantum theory could be found.’
2
Bohm was more committed to notions of causality and determinism
than perhaps he had realized. These notions also lay at the heart of
his Marxist ideology. In Marx’s dialectical materialism, social change
is caused by competing social forces and cannot be left to chance. The
Copenhagen interpretation, by contrast, appears to leave everything to
the roll of a dice.
Spurred by his discussion with Einstein, Bohm now refl ected more
deeply on the question of interpretation. At issue was the Copenhagen
school’s outright denial that individual quantum systems could be
described objectively. He wrote:
2
According to Basil Hiley, one of Bohm’s long-term collaborators, Bohm said of his meet-
ing with Einstein: ‘After I fi nished [Quantum Theory] I felt strongly that there was something
seriously wrong. Quantum theory had no place in it for an adequate notion of an individual
actuality. My discussions with Einstein clarifi ed and reinforced my opinion and encouraged me
to look again.’ Quoted by Basil Hiley, personal communication to the author, 1 June 2009.
the quantum story
302
The usual interpretation of the quantum theory is self-consistent, but it
involves an assumption that cannot be tested experimentally, viz., that the
most complete possible specifi cation of an individual system is in terms of
a wave function that determines only probable results of actual measure-
ment processes. The only way of investigating the truth of this assump-
tion is by trying to fi nd some other interpretation of the quantum theory
in terms of at present ‘hidden’ variables . . . the mere possibility of such an
interpretation proves that it is not necessary for us to give up a precise,
rational, and objective description of individual systems at a quantum
level of accuracy.
Bohm was not specifi cally seeking a new theory or a return to simple
classical physics. Rather, he acknowledged that quantum theory was
constructed on a set of assumptions of which the most important, con-
cerning the ‘completeness’ of the theory, is not subject to experimental
test. The Copenhagen interpretation is founded on this completeness
postulate and, rather than accept it at face value as the Copenhagen
school demanded, Bohm wanted to explore the possibility that other
descriptions and hence other interpretations are conceivable in principle.
As it appears that the only things we can detect are whole particles,
which form diffraction or interference patterns only when many such par-
ticles have been detected, the suggestion that the particles are real entities
that follow precisely defi ned trajectories is very compelling. Were there
other ways in which the particles’ motions might be predetermined?
Perhaps. If Schrödinger’s wavefunction was reinterpreted as describing
an objectively real wave-like fi eld, this could serve to guide the motion of
objectively real particles. Bohm now reworked Schrödinger’s wave equa-
tion into a form resembling a fundamental dynamical equation in classi-
cal physics that is actually a statement of Newton’s second law of motion
and which is therefore much more closely associated with a particle inter-
pretation. Bohm simply assumed that the wavefunction of the fi eld can
be written in a form containing real amplitude and phase functions. In
itself, the assumption of a specifi c form for the wavefunction represents
no radical departure from conventional quantum theory. However, Bohm
now assumed the existence of a real particle, following a real trajectory
through space, its motion embedded in the fi eld and tied to or guided by
the phase function through the imposition of a ‘guidance condition’.
hidden variables
303
Every particle in every fi eld therefore possesses a precisely defi ned
position and a momentum, and follows trajectories determined by their
respective phase functions. The equation of motion is then found to
depend not only on the classical potential energy, but also on a second,
so-called quantum potential.
The quantum potential is intrinsically non-classical and is alone
responsible for the introduction of quantum effects in what would other-
wise be an entirely classical description. Take out the quantum potential
or allow it to decline to zero and Bohm’s equations revert to the classical
equations of Newtonian mechanics.
True to its nature, the quantum potential has some peculiar properties.
It can exert effects on the particle in regions of space where the classical
potential disappears. This contrasts markedly with the effects exerted
by classical potentials (such as a Newtonian gravitational fi eld), which
tend to fall off with distance. A particle moving in a region of space in
which no classical potential is present can therefore still be infl uenced
by the quantum potential and some of the cherished notions of classical
physics—such as straight-line motion in the absence of a (classical)
force—must be abandoned.
The particle position and its trajectory are ‘defi ned’ at all times during
its motion, and it is therefore not necessary in principle to resort to prob-
abilities. When we consider a large number of particles all describable in
terms of the same wavefunction, the above reasoning can still be applied.
There is nothing in principle preventing us from following the trajecto-
ries of each particle. However, in practice we do not usually have access
to a complete specifi cation of all the particle initial conditions and, just as
in Boltzmann’s statistical mechanics, we resort to classical probabilities
as a practical necessity.
This contrasts strongly with the notion of quantum probability. In con-
ventional quantum theory, the wavefunction is really a calculation tool for
probabilities interpreted as the relative frequencies of possible outcomes
of repeated measurements on a collection of identically prepared systems.
These outcomes are not determined until a measurement is made. In
Bohm’s theory, the particle motions are predetermined and we calculate
probabilities because we are ignorant of the initial conditions of all the par-
ticles in the collection. These probabilities refer to individual states of indi-
the quantum story
304
vidual particles—their positions and their trajectories—not measurement
outcomes. Measurement therefore has no mystical role: the measurements
merely tell us the actual states or positions of the particles or their actual
trajectories through an apparatus, which are determined all along.
The probability is still related to the amplitude of the wavefunction,
as in Born’s original prescription, but this does not mean that the wave-
function has only a statistical signifi cance. On the contrary, it is assumed
that the wavefunction has a very strong physical signifi cance—it deter-
mines the shape of the quantum potential.
This is a hidden variable theory. The hidden variable is not the guiding
eld—that is revealed in the properties and behaviour of the quantum
wavefunction. It is actually the particle positions that are hidden. Bohm’s
theory reintroduces the classical concept of causality—classical particles
are directed along classical trajectories dictated by guiding wave fi elds.
But change the wave fi eld simply by changing the measuring apparatus
in some way, and the particles are obliged to respond instantaneously.
The hidden variables are said to be ‘non-local’. In this sense, at least, there
is no confl ict with Bohr’s insistence on the primacy of the measuring
apparatus: ‘In this point,’ Bohm wrote, ‘We are in agreement with Bohr,
who repeatedly stresses the fundamental role of the measuring appara-
tus as an inseparable part of the observed system.’
The theory restored causality and determinism, and eliminated the
need to invoke a collapse of the wavefunction. But it had not eliminated
non-local infl uences and ‘spooky’ action at a distance, and so appeared
to be incompatible with special relativity.
In truth, Bohm had actually rediscovered and extended de Broglie’s
theory of the ‘double solution’.
3
He drafted two papers on his hidden
3
For this reason, Bohm’s redevelopment is often referred to as de Broglie–Bohm theory.
Nathan Rosen had also attempted a very similar approach in 1945 but had not pursued it
further. See Jammer, The Philosophy of Quantum Mechanics, p. 285. Note that this is a non-local
hidden variable theory which is capable, in principle, of making predictions which differ from
conventional quantum theory. Subsequent non-local hidden variable interpretations of quan-
tum theory make predictions which cannot be distinguished from those of conventional
quantum theory.
hidden variables
305
variable theory and its application to the hydrogen atom and in July 1951
he submitted these to the journal Physical Review. His conversion had
been swift. His book, overtly supportive of the Copenhagen view, had
been published only four months previously.
He sent pre-prints to de Broglie, Bohr, Pauli, and Einstein. From de
Broglie he learned for the fi rst time all about the double solution and
why de Broglie had abandoned it shortly after the fi fth Solvay conference
in 1927. From Pauli he received objections concerning the implications
of the theory for multi-particle systems, but Bohm was confi dent that he
could deal with these.
Unable to fi nd a position in America or Britain, in October 1951 Bohm left
Princeton and went into exile at the University of São Paulo in Brazil. Both
Einstein and Oppenheimer had provided letters of recommendation and
Bohm received support from Abrahão de Moraes, the head of the physics
department. As his plane taxied towards the runway, it was announced
that the pilot had been asked to return to the terminal. An irregularity had
been discovered with the passport belonging to one of the passengers.
Bohm feared a second arrest, but it turned out that the irregularity con-
cerned a different passenger, who was removed from the fl ight.
Bohm’s two papers were published in January 1952. He observed the
reaction from exile in Brazil. Feynman was supportive. But Oppenhe-
imer refl ected the mood of the majority by declaring Bohm’s work to be
‘juvenile deviationism’, urging that ‘… if we cannot disprove Bohm, then
we must agree to ignore him.’
4
Not surprisingly, Einstein was not enamoured of the approach Bohm
had taken. In a letter to Born he wrote:
Have you noticed that Bohm believes (as de Broglie did, by the way, 25
years ago) that he is able to interpret the quantum theory in deterministic
terms? That way seems too cheap to me.
4
Bohm died in 1992, but his vision for a causal form for quantum theory lives on. For
example, Basil Hiley has recently extended Bohm’s original theoretical structure using a Clifford
algebra approach to accommodate relativistic effects.
306
Bohm did not adapt well to exile. He grew restless and in 1955 relocated to the Technion,
the Israel Institute of Technology in Haifa.
1
It was here that he met Yakir Aharonov, an
outstanding 22-year old undergraduate student who had already established a reputation
as a maverick. Together they worked on a further elaboration of Bohm’s version of the
Einstein, Podolsky, Rosen gedankenexperiment which they submitted for publication
in May 1957.
Bohm also published another book—essentially a manifesto for his deterministic pro-
gramme—titled Causality and Chance in Modern Physics. De Broglie supplied a
foreword. In the summer of 1957 Bohm moved once more, to a research associate position
at Bristol University in England. From Bristol, he subsequently took a professorship at
the University of London’s Birkbeck College, where he remained for the rest of his life.
Whilst his was not exactly a lone voice, Bohm had recruited few followers to his cause.
Although Bohm’s deterministic theory yielded all the predictions of non-relativistic quan-
tum mechanics, the majority of the physics community had moved on. Quantum elec-
trodynamics had triumphed in 1949. Physicists had turned their attentions to the search
for a quantum theory of the nuclear forces. In 1954 Yang and Mills had published their
‘beautiful idea’. Gell-Mann and Zweig had introduced the idea of a triplet of fractionally
charged constituents of mesons and baryons—quarks or aces—in 1963.
31
Bertlmann’s Socks
Boston, September 1964
1
The American authorities had withdrawn Bohm’s passport. To travel to Israel he fi rst had
to become a Brazilian citizen.
bertlmanns socks
307
There seemed little to be gained by raking over the ashes of old philosophical conun-
drums. Besides, hadn’t Bohr already set the record straight on the Copenhagen interpreta-
tion in 1935? Hadn’t von Neumann proved that all hidden variable theories are impossible
in principle?
But the effort to interpret quantum theory and what it had to say about the nature of
physical reality was about to take a surprising turn. Belfast-born CERN physicist John
Bell had read Bohm’s 1952 papers with great interest. The collapse of the wavefunction
and the rather arbitrary boundary drawn by Bohr between the quantum objects of meas-
urement and the classical measuring device seemed to Bell to be at best a confi dence-trick,
at worst a fraud. ‘A theory founded in this way on arguments of manifestly approximate
character,’ he wrote some years later, ‘however good the approximation, is surely of pro-
visional nature.’
In 1952 he had conceived some ideas concerning hidden variable theories that were to
form the basis for a paper he wrote twelve years later, whilst on leave from CERN at the
Stanford Linear Accelerator Center.
2
In the intervening years Bell had developed deep
reservations about the relevance of von Neumann’s impossibility proof. In his paper he
argued that the proof hinged on a critical assumption that, whilst valid, applied to a situ-
ation in which two complementary physical quantities are measured simultaneously. But
such measurements require completely incompatible measuring devices (or incompatible
confi gurations of a single measuring device), which means that such measurements just
cannot be made simultaneously. He concluded that the proof is, in fact, irrelevant.
This meant that all varieties of hidden variables theories—local and non-local—
were ‘fair game’ once again. But as Bell probed further, he made a discovery that was at
once both simple and profound. In Quantum Theory, Bohm had asserted that: ‘ . . . no
theory of mechanically determined hidden variables can lead to all of the results of the
quantum theory.’
Bell now discovered just how right this assertion was. What he found was that the
choice between conventional quantum theory and adaptations based on local hidden
variables was not after all just a matter of philosophical disposition. It was a matter of
correctness.
In their 1957 paper, Bohm and Aharonov had pushed the EPR gedankenexper-
iment even closer to practical realization. Indeed, the purpose of the paper
2
Due to a mix-up, this paper, published in Reviews of Modern Physics, did not appear until
1966.
the quantum story
308
was to claim that experiments capable of measuring non-local correlations
between distant quantum particles had already been carried out.
3
After visiting SLAC in 1964, Bell spent some time at the University of
Wisconsin at Madison and thence moved on to Brandeis University near
Boston. It was during this visit that he had an insight that was completely
to transform questions about the nature of reality at the quantum level.
He derived what was to become known as Bell’s inequality: ‘Probably I got
that equation into my head and out on to paper within about one week-
end. But in the previous weeks I had been thinking intensely all around
these questions. And in the previous years it had been at the back of my
head continually.
Bell built his derivation on the version of the EPR experiment as elabo-
rated by Bohm and Aharonov. After fragmenting the hydrogen molecule,
the two hydrogen atom fragments move apart in opposite directions.
4
Hydrogen atom A moves to the left, atom B moves to the right. Bell now
imagined that two magnets would be placed left and right, designed to
determine the spin orientation of each atom using the Stern–Gerlach
effect.
Atoms passed between the poles of the magnet are either defl ected
upwards, in the direction of the north pole (spin-up) or downward in
the direction of the south pole (spin-down). Because of the correlation
established between atom A and atom B, if the fi elds of both magnets
are aligned, then opposite results are expected. If A is found to be in a
spin-up orientation, then B will be found in a spin-down orientation, and
vice versa.
Bell then turned his attention to an extremely simple example of a local
hidden variable theory, one that would not only restore causality and
determinism and eliminate the collapse of the wavefunction, as Bohm
had done in 1952, but would eliminate spooky action at a distance as well.
Any such theory is characterized as locally real. The hydrogen atoms in the
3
We will examine these claims in the next chapter.
4
Neither Bohm and Aharonov nor Bell were specifi c about the nature of the molecule
involved, specifying only that it possess a total spin of zero. I will nevertheless continue to refer
to the example of a hydrogen molecule.
bertlmanns socks
309
above example are assumed to possess some variable or variables which
predetermine the outcomes of the subsequent spin measurements. These
variables are not obliged to be fi xed at the moment the hydrogen mol-
ecule is fragmented, although it helps us to understand what needs to
happen in this simple example if we assume that they are.
Imagine, then, that hidden within each atom there exists a tiny sub-
atomic dial. The dial has a pointer. We assume that this pointer can point
in any direction on the dial and, at the moment of fragmentation, the
pointer directions within each fragmented atom are randomly fi xed, such
that they take up any direction in the entire 360° range on the face of the
dial. However, whatever pointer direction is (randomly) fi xed for atom A,
the pointer direction for atom B must be fi rmly xed in the opposite (180°)
direction, and vice versa. We assume that the physics of the fragmentation
process demands this (we can think of it as a law of aligned pointers).
5
The atoms move towards the poles of their respective magnets. For
the sake of simplicity, we assume that if the pointer lies at any angle in
the top half of the dial face, this will determine that the spin is ‘up’ and the
atom is defl ected upwards towards the north pole of the magnet. Like-
wise, if the pointer lies anywhere in the bottom half of the dial face, the
atom is detected in a spin-down orientation and is defl ected downwards
towards the south pole.
This is a local hidden variable theory. Whatever they are and however
they are supposed to work, the pointers predetermine the outcomes of
the spin measurements in a way which eliminates the need for mysteri-
ous infl uences travelling over long distances faster than light-speed. It is
also a relatively commonsense theory: the outcomes of the experiments
are predetermined as soon as the hydrogen molecule is fragmented. The
measurements simply tell us what these outcomes are.
What happens in the situation where both magnetic fi elds are aligned,
both with their north poles lying in the same direction? If the pointer for
atom A lies anywhere in the top half of its dial face, the result is spin-up,
which we designate as a ‘+’ result. The pointer direction for B must lie in the
bottom half of its dial face, predetermining a spin-down result which we
5
It is actually the law of conservation of angular momentum.