The next level of complexity occurs in the III–V compounds, of which the archetype
is GaAs. This is similar to the diamond structure (which consists of two interpenetrat-
ing f.c.c. lattices), but is strictly a f.c.c. crystal with Ga on one diamond site and As on
the other; with the transfer of one electron from As to Ga, both elements adopt the sp
3
hybrid form of the valence band, and so GaAs resembles Ge. However, there are differ-
ences due to the lack of a center of symmetry (space group 4
¯
3m), which we explore in
relation to surface structure in the next section. In addition, many such III–V and II–VI
compounds have the wurtzite structure, which is related to the diamond structure as
h.c.p. is to f.c.c. These two structures often have comparable cohesive energy, leading
to stacking faults and polytypism, as in
a
- and
b
-GaN, which are wide-band gap semi-
conductors of interest in connection with blue light-emitting diodes and high power/
high temperature applications, as described in section 7.3.4.
7.1.3 Tight-binding pseudopotential and ab initio models
Professional calculations of surface structure and energies of semiconductors typically
consider four valence electrons/atom in the potential field of the corresponding ion, in
which the orthogonalization with the ion core is taken into account via a pseudopo-
tential. This yields potentials which are specific to s-, p-, d-symmetry, but which are
much weaker than the original electron–nucleus potential, owing to cancellation of
potential and kinetic energy terms. All the bonding is concentrated outside the core
region, so the calculation is carried through explicitly for the pseudo-wavefunction of
the valence electrons only, which have no, or few nodes;
1
overlaps with at most a few
neighbors are included. There are many different computational procedures, and there
is strong competition to develop the most efficient codes, which enable larger numbers
of atoms to be included. In particular, the Car–Parinello method (Car & Parinello
1985), which allows finite temperature and vibrational effects to be included as well,
has been widely used. This method is reviewed by Remler & Madden (1990), while
Payne et al. (1992) give a review of this and other ab initio methods.
The tight binding method is described in all standard textbooks (Ashcroft & Mermin
1976); a particularly thorough account is given by Yu & Cardona (1996). Tight binding
takes into account electrons hopping from one site to the next and back again in second
order perturbation theory, which produces a band structure energy which is a sum of
cosine-like terms, as can be explored via problem 7.2. Zangwill (1988) applies this
method in outline to surfaces; he shows that the local density of states (LDOS) is char-
acterized by the second moment of the electron energy distribution. As a result, the
second moment of
r
(E) is proportional to the number of nearest neighbors Z, and to the
square of the hopping, or overlap, integral (h or
b
). At the surface, the number of neigh-
bors is reduced, and so the bandwidth is narrowed as Z
1/2
. But this simple argument on
230 7 Semiconductor surfaces and interfaces
1
The pseudo-wavefunction, being ‘smoother’, requires fewer (plane wave) coefficients to compute energies
to a given accuracy. However, this can lead to difficulties in comparing different situations, e.g. between
solids and atoms, which may require different numbers of terms. Some of these points are mentioned in
Appendices J and K.