NonlinearBook10pt November 20, 2007
STABILITY OF FEEDBACK SYSTEMS 447
To obtain the optimal control u
∗
(t), t ≥ 0, that minimizes (6.96) we use
Theorem 6.10. Specifically, for (6.95) and (6.96) the Hamiltonian is given
by H(x, u, V
′
(x)) = x
2
+ u
2
+ V
′
(x)[x
2
+ u]. Now, if follows from (6.90)
that the optimal control is given by
∂H
∂u
= 2u + V
′
(x) = 0 or, equivalently,
u = −
1
2
V
′
(x). Next, using (6.88) with u
∗
= −
1
2
V
′
(x) it follows that
0 = x
2
+ V
′
(x)x
2
−
1
4
[V
′
(x)]
2
. (6.97)
Solving (6.97) as a quadr atic equation gives V
′
(x) = 2x
2
+2x
√
x
2
+ 1, wh ich
implies, with V (0) = 0, V (x) =
2
3
(x
3
+ (x
2
+ 1)
3/2
−1). Hence, the optimal
control is given by u
∗
(t) = −
1
2
V
′
(x(t)) = −x
2
(t) −x(t)
p
x
2
(t) + 1.
6.7 Feedback Linearization, Ze ro Dynamics, and Minimum-
Phase Systems
Recent work involving differential geometric methods [75, 212, 336] has
made the design of controllers for certain classes of nonlinear systems more
methodical. Such fr ameworks includ e the concepts of zero dyn amics and
feedback linearization. Even though the nonlinear stabilization frameworks
presented in this book are based on Lyapunov theory, in certain cases
feedback linearization simplifies th e construction of Lyapunov functions
for nonlinear sy s tems. Here, we present a brief introduction to feedback
linearization needed to develop some of the results in this book. For an
excellent treatment on this subject, the interested reader is referred to [212].
In this section, we consider square (i.e., m = l) nonlinear dynamical
systems G of the form
˙x(t) = f(x(t)) + G(x(t))u(t), x(0) = x
0
, t ≥ 0, (6.98)
y(t) = h(x(t)), (6.99)
where x ∈ R
n
, u, y ∈ R
m
, f : R
n
→ R
n
, G : R
n
→ R
n×m
, and
h : R
n
→ R
m
. We assume that f(·), G(·), and h(·) are smooth, that is,
infinitely d ifferentiable m ap pings, and f(·) has at least one equilibrium so
that, without loss of generality, f(0) = 0 and h(0) = 0. Furthermore, for the
nonlinear dynamical system G we assume that the required properties for
the existence and uniqu en ess of solutions are satisfied, that is, u(·) satisfies
sufficient regularity conditions such that the system (6.98) has a unique
solution forward in time.
The controlled nonlinear system (6.98) is feedback linearizable [210,419]
if there exist a global invertible state transformation T : R
n
→ R
n
and a
nonlinear feedback control law u = α(x) + β(x)v, where α : R
n
→ R
m
and β : R
n
→ R
m×m
satisfies det β(x) 6= 0, x ∈ R
n
, that transf orms
(6.98) into a linear controllable companion form. In this case, standard