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140 Case Studies
calculations on C
3
provide a useful starting point for understanding the electronic spectra.
C
3
is a linear molecule with an outer electronic configuration...4σ
2
g
3σ
2
u
1π
4
u
,which gives
rise to a
1
+
g
ground electronic state. The highest occupied molecular orbital (HOMO),
the 1π
u
orbital, is a strongly bonding molecular orbital produced by the in-phase overlap
of C 2pπ atomic orbitals. The lowest unoccupied molecular orbital (LUMO) is the 1π
g
non-bonding MO formed by the 2pπ orbitals on the two carbon atoms at the ends of the
molecule having opposite phases. Since this orbital is vacant, electron promotion into this
orbital is possible. Only singlet states need be considered given the S = 0 spin selection
rule in electronic transitions. One-electron transitions from the 4σ
g
and 3σ
u
orbitals to the
LUMO yield
1
g
and
1
u
states, respectively, while the one-electron transition 1π
g
← 1π
u
gives three possible excited states,
1
u
,
1
+
u
, and
1
−
g
states.
1
Can the spectra be used to
distinguish between these possible transitions?
Rotational structure can provide important information on the symmetries of the upper
and lower states in a transition. In fact C
3
represents a relatively simple example where this
is true. Even without any detailed analysis it is clear from the spectrum in Figure 16.2 that
there are two distinct branches, which are easily identified as P(J =−1) and R(J =+1)
branches. There is no trace of any Q branch (J = 0), which shows that the transition must
be − in character, since any other possibility would give rise to a Q branch. Since ab
initio calculations show that the ground state is a
1
+
g
state, then the excited state must be
a
1
+
u
state. This follows from the application of symmetry arguments, which show that
electric dipole allowed transitions must satisfy g ↔ u, +↔+, and −↔−selection rules
(see Section 7.2.1). It would seem therefore that the symmetry of the excited electronic state
has been established. However, there is a problem with this assignment because high quality
ab initio calculations predict that the lowest
1
+
u
electronic state is ∼8eV(64500 cm
−1
)
above the ground electronic state, whereas the lowest
1
g
and
1
u
states are calculated to
be at about the right energy, 4.13 eV (33 313 cm
−1
) and 4.17 eV (33 635 cm
−1
), above the
ground state [2]. Although accurate prediction of the energies of electronic excited states is
sometimes difficult to achieve through ab initio calculations, an error of several eV can be
ruled out for a high-level calculation. Consequently, the assignment based on the rotational
structure seems to be at odds with the findings of the ab initio calculations.
The explanation for this discrepancy lies in a breakdown of the Born–Oppenheimer
approximation. So far the selection rules have been stated for pure electronic transitions,
i.e. it has been assumed that the electronic and vibrational motions can be fully separated.
However, this separation is never exact, and in some cases the mixing is sufficiently large
that it is more appropriate to think in terms of a combined vibronic state, i.e. a mixed
vibrational–electronic state. In these circumstances the selection rules are determined by
the symmetries of the vibronic state(s), each of which is a combination of the symmetries
of the component vibrational and electronic symmetries. This breakdown of the Born–
Oppenheimer approximation is possible in polyatomic molecules by a mechanism known
1
These excited states can be established from direct products of the symmetries of the MOs, as described in Section
4.2.3. For example, the vacancy introduced into the 1π
u
MO as a result of the transition 1π
g
← 1π
u
yields
electronic states with spatial symmetries derived from π
g
⊗ π
u
= σ
+
u
+ σ
−
u
+ δ
u
.Incontrast to MOs, the
convention with electronic states is to employ upper case symmetry labels.