456 | VIII. Gravity and Beyond
Sitting down, we would find that, assuming only one family of quarks and leptons for
simplicity, there are only four terms we can write down for proton decay, which I list here
for the sake of completeness: (
l
L
Cq
L
)(u
R
Cd
R
), (e
R
Cu
R
)(q
L
Cq
L
), (
l
L
Cq
L
)(q
L
Cq
L
), and
(e
R
Cu
R
)(u
R
Cd
R
). Here l
L
=
ν
e
L
and q
L
=
u
d
L
denote the lepton and quark doublet
of SU(2) ⊗ U(1), the twiddle is defined by
l
j
= l
i
ε
ij
with SU(2) indices i , j = 1, 2 (see
appendix B), and C denotes the charge conjugation matrix. Color indices on the quark
fields are contracted in the only possible way. The effective Lagrangian is then given by the
sum of these four terms, with four unknown coefficients.
The effective field theory tells us that all possible baryon number violating decay pro-
cesses can be determined in terms of four unknowns. We expect that these predictions will
hold to an accuracy of order (M
W
/M)
2
. (If M
W
were zero, SU(3) ⊗ SU(2) ⊗ U(1) would
be exact.)
Of course, we can increase our predictive power by making further assumptions. For
example, if we think that proton decay is mediated by a vector particle, as in a generic grand
unified theory, then only the first two terms in the above list are allowed. In a specific grand
unified theory, such as the SU(5) theory, the two unknown coefficients are determined in
terms of the grand unified coupling and the mass of the X boson.
To appreciate the predictive power of the effective field theory approach, inspect the
list of the four possible operators. We can immediately predict that while proton decay
violates both baryon number B and lepton number L, it conserves the combination B − L.
I emphasize that this is not at all obvious before doing the analysis. Could you have told
the experimentalist which of the two possible modes n → e
+
π
−
or n → e
−
π
+
he should
expect? A priori, it could well be that B + L is conserved.
Note that Fermi’s theory of the weak interaction would be called an effective field theory
these days. Of course, in contrast to proton decay, beta decay was actually seen, and the
prediction from this sort of symmetry analysis, namely the existence of the neutrino, was
triumphantly confirmed.
Along the same line, we could construct an effective field theory of neutrino masses.
Surely one of the most exciting experimental discoveries in particle physics of recent
years was that neutrinos are not massless. Let us construct an SU(2) ⊗ U(1) invariant
effective theory. Since ν
L
resides inside l
L
, without doing any detailed analysis we can see
that a dimension-5 operator is required: schematically l
L
l
L
contains the desired neutrino
bilinear but it carries hypercharge Y/2 =−1; on the other hand, the Higgs doublet ϕ
carries hypercharge +
1
2
, and so the lowest dimensional operator we can form is of the
form llϕϕ with dimension
3
2
+
3
2
+ 1 + 1 = 5. Thus, the effective L must contain a term
(1/M)llϕϕ, with M the mass scale of the new physics responsible for the neutrino mass.
Thus, by dimensional analysis we can estimate m
ν
∼m
2
l
/M, with m
l
some typical charged
lepton mass. If we take m
l
to be the muon mass ∼ 10
2
Mev and m
ν
∼ 10
−1
ev, we find
M ∼ (10
2
Mev)
2
/10
−1
(10
−6
Mev) = 10
8
Gev.
The philosophy of effective field theories valid up to a certain energy scale seems
so obvious by now that it is almost difficult to imagine that at one time many eminent
physicists demanded much more of quantum field theory: that it be fundamental up to
arbitrarily high energy scales.