3.3.1 Native Point Defects – Donors
Basic bonding chemistry tells us that native point defects, such as oxygen vacancies (V
O
)
or zinc interstitials (Zn
i
), should be donors, and for many years it was widely believed that
these defects were responsible for the intrinsic n-type behavior observed
[6,56]
in uninten-
tionally doped material, since ZnO growth is often performed under Zn-rich conditions.
This explanation continues to be cited frequently in the current literature even though there
is no direct evidence to support the assignment of these defects as the dominant
donors.
[16,57,58]
While variations in stoichiometry do appear to play an important role
in determining the surface conduc tivity of ZnO,
[7]
this native defect model was chal-
lenged
[59]
for bulk tra nsport by theoretical calculations that suggested that V
O
and Zn
i
do
not have shallow levels, but are in fact deep donors, and have high formation energies in n-
type material.
[54,60–67]
However, it was quickly realized that Zn
i
is actually a shallow
donor, but the formation energy is still high. Electron paramagnetic resonance (EPR) and
positron annihilation spectroscopy (PAS) measurements
[68–74]
have reported that the V
O
donor level is deep, and that it is not observed in as-grown material. Electron irradiation
experiments, which have been used to produce point defects in ZnO,
[71–77]
show that V
O
is
stable up to 400
C.
[78]
These irradiation experiments have also demonstrated
[75,76]
that
Zn
i
is actually a shallow donor (E
d
E
c
30 meV), but for n-type growth conditions, the
Zn
i
concentration should still be very low because of its high formation energy. In addition,
the Zn
i
defect diffuses rapidly at 500
C
[79–81]
so it is unlikely to be stable at room
temperature.
[74]
Ion bombardment experiments indicate point defects are unstable above
300
C.
[82,83]
There has been some debate whether the Zn anti-site defect (Zn occupying an O
sublattice site, Zn
O
) is a shallow or deep donor
[59–61]
but recent work
[62]
suggests that it
induces a lattice distortion resulting in a shallow level. However, Zn
O
has an even higher
formation energy than either V
O
or Zn
i
defects, so it is not expected to be present in any
significant quantity, especially in n-type material. No evidence of electrical or optical
activity for the Zn
O
level has been observed experimentally.
Recent theo retical analyses
[60–62]
conclude that isolated native defects are not respon-
sible for the high residual electron concentration found in unintentionally doped material.
There is, however, some experimental evidence that complexes
[84]
involving Zn
i
and
acceptors such as N or Li substituting for O (N
O
,Li
O
) may exist as shallow donors in n-
type material and have low enough formation energies to be produced in significant
concentrations. Density functional calculations indicate that such defect complexes can
form through Coulombic interactions
[85]
or as a result of quantum mechanical hybridiza-
tion effects.
[86]
It has even been suggested recently that an attracti ve interaction between
V
O
and Zn
i
may exist and produce a donor defect complex (V
O
-Zn
i
) with a low formation
energy.
[86]
A complex between a deep V
O
donor and an unidentified shallow donor has
been observed using optically detected EPR.
[78]
For intentionally doped material, the formation energies of V
O
,Zn
i
, and Zn
O
defects are
large enough under n-type growth conditions that even the shallow levels should have low
enough concentrations that they will not influence the electrical transport properties.
However, in p-type material, since the Fermi level (E
F
) is close to the valence band
maximum, these defects will have lower formation energies, especially under Zn-rich
growth conditions, and may limit p-type doping through self-compensation.
68 Electrical Transport Properties in Zinc Oxide