2 Additive Processes for Semiconductors and Dielectric Materials 105
2.4 Epitaxy
2.4.1 Process Overviews
Epitaxy is a special case of thin-film growth where a single-crystalline thin-film is
grown upon a single-crystalline substrate such that the crystalline structure of the
film is formed using the crystalline structure of the substrate as a template. If the
substrate and thin-film are of the same material, the process is known as homoepi-
taxy. If the substrate and thin film are of different materials, the process is known
as heteroepitaxy. Epitaxial processes are not commonly used in Si-based MEMS,
perhaps because most MEMS structures simply do not require thin single crys-
talline structures, and the ones that do can be fabricated using silicon-on-insulator
(SOI) substrates. In some material systems, however, epitaxial films are extensively
used. These include cubic silicon carbide (3C-SiC) on silicon substrates, III-V com-
pounds on III-V substrates and, to a lesser extent, GaN on silicon substrates. In
such cases, the film growth processes very closely resemble those developed for
microelectronics where single-crystalline structures are a necessity.
From a first principles perspective, the film-forming mechanism associated with
epitaxial growth can be described by a simple two-dimensional (2-D) growth model.
Like the 3-D model that describes the formation of polycrystalline and amorphous
films, the 2-D model involves the adsorption, surface migration, and reaction of
vapor-phase reactants on the substrate surface. For epitaxial growth, this substrate
must be single crystalline. Epitaxial growth does not require that the surface be
atomically flat, just single crystalline. In fact, all single crystalline substrates are
comprised of terraces that form steplike structures on the substrate surface with each
terrace being comprised of one or more crystalline planes. It is these terraces that
greatly facilitate epitaxial growth. Adsorbed reactants, at this stage of the process
known as adatoms, migrate on the surface until they come to the edge of a terrace.
Once there, the adatom forms a chemical bond with atoms in its vicinity using the
crystalline structure on the surface and the terrace edge as a template. This process
continues in a highly controlled manner, adatom by adatom, layer by layer, until the
desired film is formed.
From the processing perspective, the epitaxial process must be performed under
steady-state conditions, which requires tight control of key process parameters.
The key distinguishing feature of the epitaxial process when compared with poly-
crystalline growth is surface migration of the adatoms. If surface migration is
encumbered, then 3-D nucleation and growth is likely to occur, resulting in the for-
mation of a polycrystalline or amorphous film. Encumbrance occurs because the
surface lacks sufficient energy to sustain epitaxial growth, and this can occur for
a number of reasons including excessive adsorption of reactants on the substrate
or insufficient surface energy of the newly formed adatoms. The adsorption rate
can be properly controlled by regulating precursor flow rates into the reactor and
the adatom surface energy can be maintained by performing the growth process at
high temperature. For example, polysilicon films are typically grown at temperatures
around 600
◦
C whereas epitaxial silicon films are grown at temperatures in excess of