344 SYNTHESIS AND PROCESSING OF MATERIALS
the growing film assumes the surface structure of the substrate, which is different from
that of the bulk film. This is called pseudomorphic growth. In this case layer growth
occurs initially when
E
sA
0
d C
A
0
C
A
0
B
<
B
,W21.2
where A
0
refers to the growing film, which is strained when it takes on the structure
of the substrate. The term E
sA
0
d represents the elastic energy per unit area associated
with the strain in the growing film, with E
sA
0
the strain energy per unit volume and
d the film thickness. As d increases, the left-hand side of Eq. (W21.2) will eventually
exceed the right-hand side at a certain critical thickness. When this occurs, either misfit
dislocations will appear in the film to relieve the strain, as discussed in Section W20.2,
or the island growth mode will take over. When island growth that is essentially
unstrained takes over, it follows that
A
C
AA
0
>
A
0
.
The critical nucleus size, ³ 10 to 100 atoms, for the second, or island, phase
of the Stranski–Krastanov growth mode is much larger than in the case of island
(Volmer–Weber) growth, where typically a single atom is the critical nucleus. The
need for a larger critical nucleus in the Stranski–Krastanov growth mode is likely due
to the rather small preference for island growth over layer growth.
Examples of this growth mode include the growth of some metals on metals and
on semiconductors [e.g., the Pb/W(110), Au/Mo(110), Ag/W(110), Ag/Si(111), and
Ag/Ge(111) systems, among others]. The growth of Ge on Si(100) and Si(111) can
also occur via this mode, with a uniformly strained Ge film initially growing to about
three monolayers. This is followed by a transition to the growth of three-dimensional Ge
nanocrystals on top of the initial strained Ge film, which is often called a wetting layer.
W21.3 Processing Using Ion Beams
Ions provide a versatile means for processing solids. They provide a directed source
of energy that couples to the ions of a solid via collisions or via excitation of the
electrons. Ions play a triple role in the processing of materials. First, an ion beam may
be used to sputter material off the surface, thereby cleaning or etching it. Second, ion
beams are used to implant ions into surfaces, such as dopants into semiconductors.
Third, ion beams may be used to deposit material from another target onto the surface,
a process known as sputter deposition.
In cleaning or etching via sputtering one generally employs relatively low-energy
ions (1 to 10 keV) of an inert gas, such as Ar
C
, to deposit energy in the surface region.
A collision cascade results in which the ion energy is shared among many atoms, much
as when a cue ball strikes an array of billiard balls. When the kinetic energy of an
excited surface atom exceeds its binding energy, it will leave the solid. Atomic layers
of the solid are thereby removed. The sputtering yield Y is the number of sputtered
atoms per incident ion. This number is typically between 0.01 and 10 and depends on
the energy of the beam and the material being sputtered.
In the ion-implantation process, a low-flux energetic ion beam (10 to 500 keV)
penetrates the solid to a depth of ³ 10 nm to ³ 10
µm. For example, 200-keV As
C
ions penetrate 20 µm in Si before coming to rest. Some ions are able to penetrate
much deeper if the direction of the beam is nearly parallel to a crystal axis through
a process called channeling. Boron is used almost exclusively as an acceptor. Donor
ions include Sb, As, and P. The ions slow down due to collisions with the nuclei and