Both theorems release the precondition of Banach’s fixed point theorem on F to
be a strict contraction (p. 14). As a price, uniqueness is not guaranteed any more.
Tychonoff’s theorem also releases the precondition of completeness of the space.
Every locally compact space has a one point compactification that is, a
compact space X
c
¼ X [fx
1
g and a homeomorphism P : X ! X
c
nfx
1
g:
Proof Let x
1
62 X and let fUg
1
be the class of open sets of X for which XnU is
compact in X.(X itself belongs to this class since [ is compact.) Take the open sets
of X
c
to be the open sets of X and all sets containing x
1
and having their intersections
with X in fUg
1
. This establishes a topology in X
c
and the homeomorphism. Let now
fVg be an open cover of X
c
. It contains at least one set V
1
¼ U [fx
1
g, and X
c
nV
1
is compact in X. Hence, fVg has a finite subcover. h
The compactified real line (circle)
R and the compactified complex plane
(Riemann sphere)
C are well known examples of one point compactifications.
To get more general results for the existence of extrema, the concept of
semicontinuity is needed. A function F from a domain of a topological space X
into
R is called lower (upper) semicontinuous at the point x
0
2 X, if either
Fðx
0
Þ¼1(Fðx
0
Þ¼þ1) or for every e [ 0 there is a neighborhood of x
0
in
which FðxÞ[ Fðx
0
Þe ðFðxÞ\Fðx
0
ÞþeÞ:
A lower semicontinuous function need not be continuous, its function value even
may jump from 1 to 1 at points of discontinuity. However, at every point of
discontinuity it takes on the lowest limes of values. (For every net converging towards
x
0
2 X the function value at x
0
is equal to the lowest cluster point of function values on
the net.) A lower semicontinuous function is finite from below,ifFðxÞ[ 1for all
x. Analogous statements hold for an upper semicontinuous function.
If F is a finite from below and lower semicontinuous function from a non-empty
compactum A into R; then F is even bounded below and the minimum problem
min
x2A
FðxÞ¼a has a solution x
0
2 A; a ¼ Fðx
0
Þ.
An analogous theorem holds for a maximum problem. The proof of these
statements is simple: Consider the infimum of F on A, pick a sequence for which
Fðx
n
Þ inf FðxÞþ1=n and select a cluster point x
0
and a subnet converging to x
0
.
Hence, inf FðxÞ¼Fðx
0
Þ[ 1 since F is finite from below.
Extremum problems are ubiquitous in physics. Many physical principles are
directly variational. Extremum problems are also in the heart of duality theory
which in physics mainly appears as theory of Legendre transforms. Moreover,
since every system of partial differential equations is equivalent to a variational
problem, extremum problems are also central in (particularly non-linear) analysis,
again with central relevance for physics.
It has become evident above that compactness of the domain plays a decisive
role in extremum problems. On the other hand, bounded sets in infinite-dimen-
sional normed spaces are not compact in the norm topology, while many varia-
tional problems, in particular in physics, are based on infinite-dimensional
functional spaces. (David Hilbert introduced the concept of functional inner
2.4 Compactness 31