
The derivation of trial structures. I. Analytical methods for direct phase determination 119
functions and of their Fourier transforms, he showed that
K
F (K)F (H − K )=VsF (H) (8.1)
F(200) –, phase 180º
F(200) –, phase 180º
F(300) +, phase 0º
F(500) –, phase 180º
Sum
(i)
(ii)
(iii)
(iv)
Sum
F(500) +, phase 0º
F(300) +, phase 0º
Fig. 8.2 Aiming for nonnegative electron
density.
If |F(200)|, |F (300)|,and|F (500)| are all
large they must contribute significantly to
the final electron-density map (via “den-
sity waves”). Suppose that it is found that
F(2 0 0) has a negative sign and F (300)
has a positive sign; the areas in which
each then contributes in a positive man-
ner to the electron-density map are shaded
in (i) and (ii) on the left. The regions in
which these areas overlap, near x = ±0.3,
correspond to regions to which F (5 0 0)
contributes positively only if the sign of
the term F(5 0 0) is negative, that is, a
phase of 180
◦
, as indicated in (iii). On sum-
mation of these terms with the indicated
signs the background is reduced, as in (iv);
if F (5 0 0) has a positive sign, that is, a
phase of 0
◦
, the map is far less satisfactory.
The relation among these signs may then
be written (where s means “the sign of”)
s(5 0 0) ≈ s(2 0 0)s(3 0 0)
which is a special case of Eqn. (8.2). This
follows from the discussion in the text
since deep negative troughs (areas of neg-
ative electron density) are not satisfactory
or physically meaningful. With proper
phasing, the background is reduced to a
value closer to zero. Thus in (iv) on the
left the most negative value of the elec-
tron density is −4e/Å, while for (iv) on
the right, which has a less satisfactory set
of phases, the most negative value of the
electron density is −9e/Å. The addition
of data for F (000) will probably result in
an almost nonnegative map if F (500) has
a phase of 180
◦
.
This is the equation that bears his name (Sayre, 1952; see also Viterbo,
1992; Shmueli, 2007). In this equation H = h, k, l and K = h
, k
, l
; V is
the unit cell volume; s is the sign of the hkl Bragg reflection; and the
summations are over all values of K .
If one considers probabilities (denoted ≈), rather than certainties
(denoted =), it can be shown that, for a centrosymmetric structure, one
obtains a triple product
sF (H)sF (K) ≈ sF(H + K) (8.2)
where sF means the “sign of F ”andF(H), F (K ), and F (H + K)areall
intense Bragg reflections. The symbol ≈ means “is probably equal to.”
It should be noted that a special case of Eqn. (8.2) is
s(2h 00)≈ [s(h 00)]
2
≈ + (8.3)
because whatever the sign of F(h00), its square is positive. This is in
agreement with our qualitative argument for F(2 0 0) and F (1 0 0) above
and in Figure 8.1. In Figure 8.2 it is shown that if F(3 0 0) is known
to be positive and F (2 0 0) is known to be negative, then, if all three
are strong Bragg reflections, F (5 0 0) is probably (but not definitely)
negative. Again, this is shown to be consistent with the principle of
positivity of electron density. Two types of sets of triple products of
phases (see Eqn. 8.2) merit attention at this point. A “structure invari-
ant” is a linear combination of the phases that is totally independent of
the choice of origin; even if the origin is changed, the invariant remains
unchanged. The same is true for “structure seminvariants” except that
the origin change must be one that is allowed by space-group symmetry
constraints. The identification of structure invariants and seminvariants
helps to fix an origin and enantiomorph for the structure under study.
In practice, these analytical methods of phase determination are car-
ried out on “normalized structure factors”—that is, values of the struc-
ture factor |F (hkl)| modified to remove the fall-off in the individual
scattering factors f with increasing scattering angle 2Ë (see Figures 5.4
and 8.3). A normalized structure factor, E(hkl), represents the ratio of
a structure factor F (hkl)to( f
j
)
1/2
, where the sum is taken over all
atoms in the unit cell at the value of sin Ë/λ appropriate to the values
of h, k,andl for the Bragg reflection and includes an overall vibration
factor. This sum, ( f
j
)
1/2
, represents the root-mean-square value that all
|F (hkl)|
2
measurements would have (at that value of sin Ë/Î)ifthestruc-
ture were a random one, composed of equal atoms (see the discussion
of the Wilson plot at the end of Chapter 4):
E(hkl)
=
F (hkl)
ε
f
j
1/2
(8.4)