4.22 CHAPTER FOUR
In the United States, this responsibility for regulating the transport of goods rests with
the Department of Transportation (DOT) through its Research and Special Programs Ad-
ministration (RSPA).
5
These regulations are published in the Code of Federal Regulations
(CFR49), which include the requirements for the shipment and transport of batteries under
all modes of transportation. Under the DOT, the Federal Aviation Administration (FAA) is
responsible for the safe operation of aircraft and has also issued regulations covering the use
of batteries in aircraft.
6,7
Similar organizations are part of the governments of most countries
throughout the world.
Internationally, transport is regulated by such organizations as the International Civil Avi-
ation Association (ICAO),
8
the International Air Transport Association (IATA)
9
and the In-
ternational Maritime Organization. Their regulations are guided by the United Nations (UN)
through their Committee of Experts on the Transport of Dangerous Goods, which has de-
veloped recommendations for the transportation of dangerous goods. These recommenda-
tions, which also include tests and criteria,
10,11
are addressed to governments and international
organizations concerned with regulating the transport of various products. Currently, the UN
Committee of Experts is developing new guidelines covering the transport of lithium primary
and secondary batteries. The quantity of lithium or lithium equivalent content in each cell
and battery will determine which specific rules and regulations are applied concerning the
packaging, mode of shipment, marking, and other special provisions.
As these standards, regulations, and guidelines can be changed on an annual or periodic
basis, the current edition of each document should be used.
NOTE
It is imperative that only the latest version of each standard be used. Due to the periodic
revision of these standards, only the latest version can be relied upon to provide reliable
enforceable specifications of battery dimensions, terminals, marking, general design features,
conditions of electrical testing for performance verification, mechanical tests, test sequences,
safety, shipment, storage, use, and disposal.
REFERENCES
1. Society of Automotive Engineers, 400 Commonwealth Drive, Warrendale, PA 15096. www.sae.org
2. Battery Council International, 401 North Michigan Ave., Chicago, IL 60611. www.batterycouncil.org
3. Battery Council International, Battery Replacement Data Book, 2000.
4. Underwriters Laboratories, Inc., 333 Pfingsten Road, Northbrook, IL 60062.
5. Department of Transportation, Office of Hazardous Materials Safety, Research and Special Programs
Administration, 400 Seventh St., SW, Washington, DC 20590.
6. Department of Transportation, Federal Aviation Administration, 800 Independence Ave., SW, Wash-
ington, DC 20591.
7. RTCA, 1140 Connecticut Ave., NE, Washington, DC 20036.
8. International Civil Aviation Organization, 1000 Sherbrooke St., W., Montreal, Quebec, Canada.
9. International Air Transport Association, 2000 Peel St., Monteal, Quebec, Canada.
10. United Nations, Recommendation on the Transport of Dangerous Goods, New York, NY and Geneva,
Switzerland.
11. United Nations, Manual of Tests and Criteria, New York, NY and Geneva, Switzerland.