with its focus on formal institutions, policies, elites, and regime types, has struggled
to understand how cognitive frames, informal processes and the actions and choices
of ordinary people have shaped Soviet-era institutions and identities, and how
these now guide the post-Soviet transition.
In an investigation of the role of informal institutions such as ‘clans’, Kathleen
Collins assumes a clear distinction between formal and informal institutions. She
describes Central Asian societies as ‘clan-based’ societies, a definition that places
a variety of personal and informal exchanges under the rubric of ‘clans’. This
perpetuates an image of Central Asia as a ‘traditional’ society, in contrast to the
particular ‘modernity’ represented by Soviet rule, as well as to an assumed
universal trajectory of modernization.
20
Valerie Bunce notes that ‘countries which
have experienced a decisive political break with the past have seen the development
of democratization, political stability, economic reforms and economic growth.’
21
She implies that a break from the past, symbolized by a fundamental regime and
leadership change as well as a reshaping of institutions, as has been the case in
much of East and Central Europe, are crucial for democratization. This point
appears valid at face value. But in the contexts where transition to market
economy and wide-ranging economic reforms have been initiated without a split,
we need to pay closer attention to the role of culture, historical framework and
cognitive frames. They have outlived the rupture of old institutions and conferred
a very different meaning to institutions that have evidently been introduced upon
the recommendation of Western donors and experts.
On the whole, these transition-centred approaches have not found a way of
looking at historical context and culture as constitutive and dynamic forces in the
understanding of transition. In their re-conceptualization of the post-Soviet state,
Anna Gryzymala-Busse and Pauline Jones Luong call for a focus on the process
of ‘state formation’ and ‘elite competition’ by highlighting the role of formal and
informal institutions and international factors. However, they see ‘state formation’
and ‘regime change’ as simultaneous and possibly convergent processes.
22
On the
contrary, state formation in Kazakhstan, as well as Uzbekistan and Turkmenistan,
has proceeded alongside the consolidation of the Soviet-erected regimes.
The ethnographies of post-Soviet transition serve as correctives to the propensity
among numerous self-styled advocates of transition to assume that all non-Western
economies and politics are fundamentally similar, and thus to unselfconsciously
apply the categories and methods employed in analysing developing countries to
post-socialist societies. The preoccupation with future trajectories among several
transitologists has not only drawn attention away from an in-depth exploration of
the specificity of the Soviet socialist experiment legacy, but has also hampered an
analysis of the dynamic unfolding of this legacy.
23
To summarize, this book draws upon three streams of intellectual enquiry: the
new Western historiography of the Soviet era, the postcolonial theory and the
ethnographies of post-socialist transition. The new historiography of the Soviet
era highlights the active participation of all strata of society in the forging of the
Soviet Union; postcolonial theory illuminates the constitutive and enduring
effects of the Soviet legacy; and studies of post-socialist transition highlight the
Empire, collaboration and transition 11