CHAPTER 16 MANAGING COMMUNICATION 485
5
Leading
Upward Communication Formal upward communication includes messages
that ow from the lower to the higher levels in the organization’s hierarchy. Most
organizations take pains to build in healthy channels for upward communication.
Employees need to air grievances, report progress, and provide feedback on manage-
ment initiatives. Coupling a healthy ow of upward and downward communication
ensures that the communication circuit between managers and employees is com-
plete.
41
Five types of information communicated upward are the following:
1. Problems and exceptions. These messages describe serious problems with and
exceptions to routine performance to make senior managers aware of dif culties.
Example: “The printer has been out of operation for two days, and it will be at least
a week before a new one arrives.”
2. Suggestions for improvement. These messages are ideas for improving task-
related procedures to increase quality or ef ciency. Example: “I think we should
eliminate step 2 in the audit procedure because it takes a lot of time and produces
no results.”
3. Performance reports. These messages include periodic reports that inform man-
agement how individuals and departments are performing. Example: “We com-
pleted the audit report for Smith & Smith on schedule but are one week behind
on the Jackson report.”
4. Grievances and disputes. These messages are employee complaints and con icts
that travel up the hierarchy for a hearing and possible resolution. Example: “The
manager of operations research cannot get the cooperation of the Lincoln plant for
the study of machine utilization.”
5. Financial and accounting information. These messages per-
tain to costs, accounts receivable, sales volume, anticipated
pro ts, return on investment, and other matters of interest to
senior managers. Example: “Costs are 2 percent over budget,
but sales are 10 percent ahead of target, so the pro t picture
for the third quarter is excellent.”
Many organizations make a great effort to facilitate upward
communication. Mechanisms include suggestion boxes, employee
surveys, open-door policies, management information system
reports, and face-to-face conversations between workers and
executives.
Horizontal Communication Horizontal communication is
the lateral or diagonal exchange of messages among peers or
coworkers. It may occur within or across departments. The pur-
pose of horizontal communication is not only to inform but also
to request support and coordinate activities. Horizontal commu-
nication falls into one of three categories:
1. Intradepartmental problem solving. These messages take
place among members of the same department and con-
cern task accomplishment. Example: “Kelly, can you help
us gure out how to complete this medical expense report
form?”
2. Interdepartmental coordination. Interdepartmental mes-
sages facilitate the accomplishment of joint projects or tasks.
Example: “Bob, please contact marketing and production and
arrange a meeting to discuss the speci cations for the new
subassembly. It looks like we might not be able to meet their
requirements.”
3. Change initiatives and improvements. These messages are
designed to share information among teams and departments
© ALAN DIAZ/ASSOCIATED PRESS
The National Oceanic and
Atmospheric Administration (NOAA)—a decentralized,
geographically dispersed agency with a mission to observe
and describe changes in the entire earth’s ecosystem—
serves other coastal resource management groups with
information, technology, and training. NOAA recently
established the Offi ce of Program Planning and Integration
to improve horizontal communication and create a more
coherent organization. For example, the new offi ce solicits
input during the strategic planning process from partners,
stakeholders, and employees, such as oceanographers
Michelle Zetwd and Chris Walters, shown here.
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